Security · autonomy
A Certificate That Bounds Danger Does Not Bound Waste
A safety certificate constrains where a machine may go, and leaves free what it may spend getting there. That freedom is a measurable channel, and the same measurement that would finally make robot energy comparable is the one that closes it.
The Charlot Lab · Institute for Physical AI @ John Bailey Institute
Third in the Security cluster, after TR-2026-36 and TR-2026-37.
1. What does certificate-gating actually buy?
An adversary who poisons a policy obtains something powerful and something limited. Powerful: the ability to induce a chosen action on a chosen trigger while the policy remains near-optimal on its nominal task. Limited: if every action must clear an on-device certificate before dispatch, the reachable set is bounded by the certificate rather than by the policy. A backdoor grants an arbitrary policy; it does not grant an arbitrary trajectory.
That is a genuinely strong posture, and it does not require detecting the backdoor. It is the posture the lab's own certificate work assumes 3. This report asks the complementary question: what remains reachable when the certificate holds?
2. What does a certificate leave free?
A safety certificate answers one question about each candidate action: is it safe. It has no opinion on how much energy the action costs, and among actions that are all safe there is usually a wide spread of cost. So a compromised policy that never once violates its certificate can still choose which safe action to take, and thereby modulate the machine's power draw.
This is far from a subtle effect: it is the difference between a robot doing its job briskly and the same robot doing the same job slowly, and no stability or collision certificate distinguishes them.
3. How wide is that freedom, measured?
A profiled autonomous mobile robot 2 draws 92.1 W to 19.4 W of system power as its angular speed is reduced from 1.2 to 0.4 rad/s, and TR-2026-36 1 is where this Institute takes up what that freedom costs. Both are ordinary operating speeds. Since a slower robot is a safer robot, a safety certificate permits the entire range. verified
The observer's side is also measured: whole-system power prediction on that platform is reported at better than 96 % accuracy, which against a ~74 W operating point gives a residual of about 2.9 W. The platform's own perception tasks run at 3 to 6 Hz, which sets the symbol rate available to a policy that re-decides each cycle. verified
4. How much information fits inside it?
Treating the modulation as a Gaussian channel, capacity per use is ½·log₂(1 + (A/σ)²) for amplitude A against residual σ.
| Modulation amplitude | S/N | bits/use | bits/s @ 3 Hz | bits/s @ 6 Hz |
|---|---|---|---|---|
| 72.7 W, the full safe span | 628 | 4.65 | 13.9 | 27.9 |
| 18.2 W, a quarter of it | 39 | 2.67 | 8.0 | 16.0 |
| 8.7 W, at the 3σ detection floor | 9 | 1.66 | 5.0 | 10.0 |
| 3.6 W, 5 % of the span | 1.6 | 0.68 | 2.0 | 4.1 |
Table 1. Every row is a sequence of individually certified-safe actions. computed from the §3 inputs
5. Does the result survive a second dimension?
One action dimension is one data point, and angular speed is the most favourable one available, precisely because slowing is the safe direction. The check is whether the result survives on a dimension the certificate genuinely constrains.
| Dimension | Span | bits/s @ 3 Hz | Certificate-gated? |
|---|---|---|---|
| Angular speed, 1.2 → 0.4 rad/s | 72.7 W | 13.9 | no, slower is safer, the whole range is permitted |
| Detection rate, 6 → 3 Hz | 9.7 W | 5.4 | partly, a lower rate cuts the safety margin, so a time-to-collision certificate does bound it |
Table 2. Both land in the same order. The headline varies by 2.6x across dimensions; the conclusion does not. computed
The asymmetry is itself the result. The adversary's best channel is the direction the certificate is structurally unable to object to. Excess caution is always permitted by a safety envelope, so tightening the envelope does not close this, it pushes an adversary further into the region the envelope already blesses. A certificate that bounds danger does not bound waste.
6. What closes it?
One quantity closes it, and it is a definition rather than a technology: joules per unit of work completed. Three layers are in play today and each bounds something different. The certificate bounds the trajectory. The energy monitor of TR-2026-36 bounds instantaneous power. The task denominator bounds the ratio between them, which is the quantity a dawdling machine gives itself away on.
A policy exploiting this channel is, by construction, spending more energy than its task requires. A monitor normalised by completed work sees that immediately; a monitor watching watts cannot, because every individual reading is legitimate.
7. What would sharpen this?
Four things would extend this result, and each is a defined experiment rather than an open question.
Build the decoder. The Gaussian-capacity form gives the ceiling a cooperative receiver could reach. Constructing an actual decoder would give the achievable rate underneath it, and the distance between the two is a useful number for anyone sizing a defence.
Profile a second platform. Both dimensions here come from one robot in one published profiling study, which makes this a worked example. A second power envelope turns one number into a span across machines, and that span is what a standard would be written against.
Add a task-performance monitor and re-measure. The analysis assumes a policy free to choose among safe actions at the decision rate. Any performance monitor already in place narrows the effective span, so measuring how much it narrows is the §6 mitigation quantified rather than asserted.
Read the located prior art in full. The §1 survey was a single sweep and the works it found were read at abstract depth. Reading them fully is what would let this report position itself firmly against that literature, and it is a day of work rather than a research programme.
8. What follows from this
Certificate-gated control converts an unbounded software compromise into a bounded physical one, which is worth having. The bound it provides is on danger, and the quantity it leaves free is cost. On measured inputs from one autonomous mobile robot, the resulting channel carries 13.9 bits per second at full amplitude and 5.0 bits per second while remaining below the threshold at which an energy monitor would raise an alarm. A cross-check on a second, genuinely constrained dimension gives 5.4 bits per second, so the conclusion is robust to the choice of dimension even though the headline is not.
The mitigation is a measurement the field does not yet standardise rather than a stricter safety envelope: joules per unit of work completed. This Institute identified that absence as a comparability problem in PAI-280; it is also the thing that closes this channel.
9. The forcing function
A channel that survives a detector is not a reason to stop; it is a specification for the instrument that would close it. The value of pricing this channel is that the closing move becomes obvious and small.
| What is bounded | The physics that sets it | The change that moves it | What becomes possible |
|---|---|---|---|
| A safety certificate cannot bound spend | The certified-safe action set has an energy span, and excess caution is always inside it | A task denominator: joules per unit of work completed, a measurement definition, not a technology | An autonomous machine whose expenditure is as accountable as its safety, which is what makes autonomy auditable rather than merely permitted |
| A power monitor cannot see a compliant adversary | Every individual reading is legitimate; only the ratio to work done is not | Normalising the monitor by completed work | A monitor that flags dawdling, which is also the monitor that flags inefficiency, the same instrument serves safety and economics |
Table 3. The mitigation is a definition the field has not agreed on, which is the cheapest class of obstacle: it needs consensus, not invention.
The trajectory reads plainly. Bounding an autonomous machine's behaviour was impossible before certificate-gated control; it is routine now. Bounding its expenditure is where behaviour-bounding was a decade ago, desirable, not yet standardised, and blocked by a missing denominator rather than by any physical limit. That is the next thing to define, and defining it costs nothing but agreement.
References
- Institute for Physical AI @ JBI, TR-2026-36, Energy Observability in Embodied Systems. Supplies the residual floor and the plane dependence. The angular-speed power figures come from reference 2, not from this report. Institute publication
- L. Liu, W. Shi and K. G. Shin, "Power-Efficient Autonomous Mobile Robots," arXiv:2511.20467v1, 25 November 2025. Source of the 92.1/19.4 W angular-speed figures and the 36.5/26.8 W detection-rate figures. read in full
- Institute for Physical AI @ JBI, TR-2026-07, Provable by construction, and PAI-280, Measuring Energy in Physical AI. Institute publications
- Backdoor attacks against reinforcement learning: an active field including TooBadRL (arXiv:2506.09562), SleeperNets (arXiv:2405.20539), BACKDOORL (arXiv:2105.00579), and the test-time defence Plan2Cleanse (arXiv:2605.09638). located by one sweep; not read in full
The companions
What the certificate permits is the instrument behind this report: drag the modulation amplitude and watch the channel survive below the alarm line. TR-2026-36 supplies the detection floor this report tests against. TR-2026-37 asks whether the machine is the machine. The lessons are PAI-290.